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Robert Trent Ulrich

Ubs Financial Services Inc.

St. Petersburg, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-11-24
TX RA APPROVED 2014-11-13
  • FL RA
    APPROVED
    Since 2014-11-24
  • TX RA
    APPROVED
    Since 2014-11-13

Branch Locations

150 Second Ave. North Suite 1000, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. St. Petersburg FL 11/2014 Present
Previous Registrations
  • 2009-06-01 → 2014-11-19
    Morgan Stanley
    St. Petersburg, FL
    St. Petersburg, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    St. Petersburg, FL
  • 2005-04-15 → 2007-04-02
    Morgan Stanley Dw Inc.
    St. Petersburg, FL
    St.PEtersbur, FL
  • 2003-07-01 → 2005-04-18
    Wells Fargo Clearing Services, Llc
    St. Petersburg, FL
  • 2000-04-07 → 2003-07-01
    Prudential Equity Group, Llc
    St. Petersurg, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-01
S63 Uniform Securities Agent State Law Examination 1993-04-23
  • S65 Uniform Investment Adviser Law Examination
    2002-07-01
  • S63 Uniform Securities Agent State Law Examination
    1993-04-23

View on SEC IAPD

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