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Richard Harlan Walker

Managed Financial Services Corp Inc

Houston, TX

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Current Employers
Managed Financial Services Corp Inc

10330 Lake Road Suite U, Houston, TX 77070 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1999-12-10
  • TX RA
    APPROVED
    Since 1999-12-10

Branch Locations

10330 Lake Road Suite U, Houston, TX 77070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Managed Financial Services Corp., Inc. Houston TX 05/1997 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-07
S63 Uniform Securities Agent State Law Examination 1993-02-23
  • S65 Uniform Investment Adviser Law Examination
    2009-04-07
  • S63 Uniform Securities Agent State Law Examination
    1993-02-23

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
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