Susan Rebecca Green

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1993 → Present
  Independent Capital Management, Inc.
  Camarillo, CA
• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  Camarillo, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Camarillo, CA

Previous Registrations

• 2012-06-08 → 2023-09-01
  Osaic Services, Inc.
  Santa Barbara, CA
  Camarillo, CA
  Simi Valley, CA
  Woodland Hills, CA
• 1998-10-26 → 2019-11-13
  Independent Capital Management
• 1998-10-26 → 1998-01-30
  Independent Capital Management
  Camarillo, CA

Other Businesses

1. SUSAN GREEN:NO;770 PASEO CAMARILLO DR #130 CAMARILLO CA, 93010;NOTARY PUB;SOLE PROP;06/1994;5;2;NOTARIZE DOCS. 2. ICM;YES;770 PASEO CAMARILLO DR. #130 CAMARILLO CA, 93010;INS/CORP;EMP;4/1993;40;20;SELL LIFE, HLTH, DIS, LTC AND FIXED ANNUITIES. 3. CITADEL LAW OFFICES; NO; 4695 MACARTHUR COURT #100 , NEWPORT BEACH CA 92660; TRUST REL SVS; AGNT; 1/1994; 10;2; GATHER INFO FROM CLNTS FOR ATTORNEY TO PREP LIVING TRSTS. 4. ICM; NO; 240 CALLE CAMPENSINO SAN CLEMENTE CA; CORP; BRD MBR; 6/2008; 4;2; POLICY CHANGES OF BUS OPS W/ BRD. 5. ICM LENDING/ REAL ESTATE POSITION: Other - employee NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2006 ADDRESS: 39 Forster Drive, Lake Forest CA 92630, United States DESCRIPTION: It is a referral service for prospects and existing clients to ICM's lending company. Clients who might need to consolidate debt, lower interest rate, or go from an adjustable loan to a fixed loan 6. SUSAN GREEN SOLE PROPRIETOR POSITION: OSJ NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 03/22/2021 ADDRESS: 770 Paseo Camarillo Dr., Ste. 130, Camarillo CA 93010, United States DESCRIPTION: Provide OSJ and Consulting services to the representatives in my OSJ 7. CITADEL LAW OFFICES POSITION: Statutory Agent - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1994 ADDRESS: 2372 Morse Ave., Irvine CA 92614, United States DESCRIPTION: I gather information from clients for the attorney to prepare the living trusts for clients 8. INDEPENDENT CAPITAL MANAGEMENT POSITION: Other - employee NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 04/01/1993 ADDRESS: 770 Paseo Camarillo dr. ste 130 Camarillo CA 93010, Camarillo CA 93010, United States DESCRIPTION: I sell life, health, disablity, ltc and fixed annuities to prospects and clients thru various insurance companies

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-16
• S63 Uniform Securities Agent State Law Examination
  1993-02-16

Designations

• Certified Financial Planner

Other Names

• Susan Rebecca Morris
• Susan Rebecca Green