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Current Employers
Flynn Zito Capital Management, Llc

585 Stewart Ave Suite 620, Garden City, NY 11530 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-02-20
NY RA APPROVED 2024-02-20
  • ME RA
    APPROVED
    Since 2024-02-20
  • NY RA
    APPROVED
    Since 2024-02-20

Branch Locations

Cushing, ME • United States

585 Stewart Ave Suite 620, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Cushing ME 10/2012 Present
Flynn Zito Capital Management, Llc Garden City NY 02/2024 Present
Previous Registrations
  • 2005-07-28 → 2012-10-29
    Southampton, NY
    Camden, ME
    Camden, ME
    Southampton, NY
    Southampton, NY
    Southampton, NY
  • 1997-07-23 → 2005-07-15
    Chase Investment Services Corp.
    Southampton, NY
Other Businesses

1) 10/26/2012; GARY SIMEL FINANCIAL STRATEGIES; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; 100% OF TIME SPENT. 2) 02/21/2024 - Flynn Zito Capital Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/20/2024 - 40 Hrs/mo; 8 Hrs During Trading. 3) 02/18/2026 - Flynn Zito Capital Management - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/22/2024 - 20 hours per month/ 0 hours during trading - I provide investment advisory services through Flynn Zito Capital Management, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-14
S63 Uniform Securities Agent State Law Examination 1993-03-15
  • S65 Uniform Investment Adviser Law Examination
    1997-07-14
  • S63 Uniform Securities Agent State Law Examination
    1993-03-15

View on SEC IAPD

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