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2330 W. Ray Road Suite 3, Chandler, AZ 85224 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foundations Investment Advisors, Llc | Scottsdale | AZ | 05/2015 | 11/2018 |
| Lpl Financial, Llc | Scottsdale | AZ | 01/2019 | 10/2019 |
| Strategic Income Group, Llc | Chandler | AZ | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-02-14 |
| S65 | Uniform Investment Adviser Law Examination | 2011-04-08 |
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