Dona Marie Rozsypal

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-03-15
TX	RA	APPROVED_RES	2020-04-02
NJ	RA	APPROVED	2009-06-01

NY RA
APPROVED

Since 2022-03-15
TX RA
APPROVED_RES

Since 2020-04-02
NJ RA
APPROVED

Since 2009-06-01

Branch Locations

Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Paramus	NJ	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Paramus, NJ

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Paramus, NJ
2005-01-14 → 2007-04-02

Morgan Stanley Dw Inc.

Paramus, NJ

Paramus, NJ
2003-07-01 → 2005-01-18

Wells Fargo Clearing Services, Llc

Paramus, NJ
2002-06-20 → 2003-07-01

Prudential Equity Group, Llc

Paramus, NJ

Other Businesses

1. MDMR PROPERTIES LLC; INVESTMENT RELATED; HOUSE RENOVATIONS; BLAUVELT, NY OWNER; START DATE: 04/2017; DURING BUSINESS HOURS: 0, AFTER BUSINESS HOURS: 5

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-05-06
S63	Uniform Securities Agent State Law Examination	1995-11-10

S65 Uniform Investment Adviser Law Examination

1996-05-06
S63 Uniform Securities Agent State Law Examination

1995-11-10

View on SEC IAPD