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3500 Oak Lawn Ave Ste 400, Dallas, TX 75219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Farm Insurance | Dallas | TX | 06/2008 | 12/2016 |
| State Farm Vp Management Corp | Dallas | TX | 07/2008 | 12/2016 |
| Institutional Securities Corp | Dallas | TX | 01/2017 | Present |
Focus Tracks, Dallas, TX, financial services training for State Farm, start date 11/2018, 5 hours per month with 1-2 hours per month during trading hours, monthly conference calls offering training for life/health insurance, bank products, and mutual funds.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-14 |
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