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Martin Herzberg

Alphatheta Capital LLC

Lawrence, NY

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Current Employers
Alphatheta Capital Llc

Lawrence, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-05
  • NY RA
    APPROVED
    Since 2025-08-05

Branch Locations

Lawrence, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alphatheta Capital Llc Lawrence NY 09/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-05
S63 Uniform Securities Agent State Law Examination 1993-05-03
  • S65 Uniform Investment Adviser Law Examination
    2025-08-05
  • S63 Uniform Securities Agent State Law Examination
    1993-05-03

View on SEC IAPD

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