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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| FL | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2015-12-08 |
Branch Locations
555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States
Sarasota, FL • United States
Pacific Grove, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | San Francisco | CA | 12/2015 | Present |
1) NAME OF OTHER BUSINESS:Geir Fjugstad Family Trust February 2018/ INVESTMENT RELATED?: Yes/ ADDRESS: 1411 Gulf,Bradenton Beach, FL/ NATURE OF THE BUSINESS: Real Estate/ POSITION:Proprietor / owner / DUTIES:I will be the owner of the property and will rent it out on a weekly basis./ START DATE: 2/15/2021/ HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-03-22 |
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