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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2015-06-19 |
Branch Locations
358 Broadway Suite 203, Saratoga Springs, NY 12866 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Saratoga Springs | NY | 02/1999 | Present |
| High Point Trading & Consulting | Saratoga Springs | NY | 02/2010 | Present |
| Raymond James Financial Sevices Advisors, Inc | Saratoga Springs | NY | 02/2005 | Present |
1.HIGH POINT TRADING & CONSULTING - SARATOGA SPRINGS, NY - 02/2010 TO PRESENT - SUPPORT COMPANY/DBA (OWNER) - 0 HOURS PER MONTH - 0 HOURS DURING TRADING HOURS -INVESTMENT RELATED 2. HIGH POINT TRADING & CONSULTING, SARATOGA SPRINGS, NY, SUPPORT COMPANY/DBA (OWNER), NON-INVESTMENT RELATED, 02/2010, 0 HRS PER MONTH,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-22 |
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