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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-10 |
| NC | RA | APPROVED | 2025-08-26 |
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
2406 Genesee St, Utica, NY 13502 • United States
Poland, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Utica | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Utica | NY | 03/2020 | Present |
Real Estate Ownership; Commercial; Maple Ridge Farms: Horse Boarding & Hay Sales. Maple Ridge Stora, ,; ; 01/01/2001 / Commercial; 2406 Genesee St. Utica, NY is commercial office space downstairs, ,; ; 09/01/2005. Business Ownership; Maple Ridge Storage; ; Boat, Car, and RV storage; 532 North Gage Rd. Poland, NY 13431, ,; ; 01/01/2001; 10 to 19 hours per month; . Outside Employment; Creative Management Consultants, LLC; Financial Advisor; Manage advisory business; 2290 East Ave 3rd Floor, , Rochester, NY, 14610; Investment-Related; 05/12/2026; 60 hours per month; 60 during trading hours. Other Business Activities; United Way of the Mohawk Valley; Finance Committee Budgeting review and ongoing strategic planning; 258 Genesee St, , Utica, NY, 13502; Not Investment-Related; 07/01/2013; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-03-17 |
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