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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-05-18 |
| TX | RA | APPROVED_RES | 2025-08-29 |
| CA | RA | APPROVED | 2025-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Queen Of The Valley Hospital | Napa | CA | 01/2013 | Present |
| Sunrise Rotary | Napa | CA | 07/2013 | Present |
| Lpl Financial, Llc | Napa | CA | 07/2015 | Present |
1. 08/03/2015 - VINTAGE WEALTH ADVISORS - INV REL - NAPA, CA - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 7/1/2015 - 100% TIME SPENT 2. 08/03/2015 - VINTAGE WEALTH ADVISORS - INV REL - NAPA, CA - REGISTERED INVESTMENT ADVISOR DBA - 100% TIME SPENT - THIS IS JUST A DBA FOR RIA BUSINESS - ACTUAL IA IS FAIM. 3. 08/03/2015 - FINANCIAL ADVOCATES INVESTMENT MANAGEMENT (FAIM) - INV REL - 1601 COOPER POINT ROAD NW, OLYMPIA, WA 98502 - REGISTERED INVESTMENT ADVISOR HYBRID - 100% TIME SPENT - IAR- FINANCIAL ADVOCATES INVESTMENT MANAGEMENT. 4. 10/22/2015: The Corderio Group - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 10/21/2015 - 10 Hours Per Month During Securities Trading. 5. 05/06/2019 - BraKat Vineyards - Not investment related - Home based - Business Owner - start date:04/10/2019 - 1 hr/mo - 0 hrs during trading - Owner of brakat vineyards on my own primary residence property. We will be selling the grapes to a winery. 6. 11/04/2022 - No Business Name - Not Investment Related - Napa. Ca. 94558 - Real Estate Rental - Start Date - 12/15/2022 - 0 Hours Per Month/0 Hours During Securities Trading 7. 11/21/2022 - No Business Name - Investment Related - American Canyon, Ca. 94503 - Real Estate Rental - Start Date - 09/15/2022 - 0 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-17 |
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