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John Joseph Cordeiro

LPl Financial LLC

Medford, OR

Napa, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-05-18
TX RA APPROVED_RES 2025-08-29
CA RA APPROVED 2025-08-28
  • OR RA
    APPROVED
    Since 2026-05-18
  • TX RA
    APPROVED_RES
    Since 2025-08-29
  • CA RA
    APPROVED
    Since 2025-08-28

Branch Locations

3559 National Dr #120, Medford, OR 97504 • United States

513 Lincoln Avenue, Napa, CA 94558 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Queen Of The Valley Hospital Napa CA 01/2013 Present
Sunrise Rotary Napa CA 07/2013 Present
Lpl Financial, Llc Napa CA 07/2015 Present
  • 01/2013 → Present
    Queen Of The Valley Hospital
    Napa, CA
  • 07/2013 → Present
    Sunrise Rotary
    Napa, CA
  • 07/2015 → Present
    Napa, CA
Previous Registrations
  • 2015-07-23 → 2025-10-23
    Financial Advocates Investment Management
    Napa, CA
    Olympia, WA
    Napa, CA
  • 1997-07-08 → 2015-08-12
    Waddell & Reed
    Concord, CA
    Napa, CA
    Napa, CA
Other Businesses

1. 08/03/2015 - VINTAGE WEALTH ADVISORS - INV REL - NAPA, CA - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 7/1/2015 - 100% TIME SPENT 2. 08/03/2015 - VINTAGE WEALTH ADVISORS - INV REL - NAPA, CA - REGISTERED INVESTMENT ADVISOR DBA - 100% TIME SPENT - THIS IS JUST A DBA FOR RIA BUSINESS - ACTUAL IA IS FAIM. 3. 08/03/2015 - FINANCIAL ADVOCATES INVESTMENT MANAGEMENT (FAIM) - INV REL - 1601 COOPER POINT ROAD NW, OLYMPIA, WA 98502 - REGISTERED INVESTMENT ADVISOR HYBRID - 100% TIME SPENT - IAR- FINANCIAL ADVOCATES INVESTMENT MANAGEMENT. 4. 10/22/2015: The Corderio Group - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 10/21/2015 - 10 Hours Per Month During Securities Trading. 5. 05/06/2019 - BraKat Vineyards - Not investment related - Home based - Business Owner - start date:04/10/2019 - 1 hr/mo - 0 hrs during trading - Owner of brakat vineyards on my own primary residence property. We will be selling the grapes to a winery. 6. 11/04/2022 - No Business Name - Not Investment Related - Napa. Ca. 94558 - Real Estate Rental - Start Date - 12/15/2022 - 0 Hours Per Month/0 Hours During Securities Trading 7. 11/21/2022 - No Business Name - Investment Related - American Canyon, Ca. 94503 - Real Estate Rental - Start Date - 09/15/2022 - 0 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-26
S63 Uniform Securities Agent State Law Examination 1993-02-17
  • S66 Uniform Combined State Law Examination
    2004-07-26
  • S63 Uniform Securities Agent State Law Examination
    1993-02-17
Other Names
  • John Cordeiro

View on SEC IAPD

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