Bertrand E Thomas

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 01/2021
  Nationwide Investment Services Corporation
  Columbus, OH
• 02/2021 → 10/2022
  Transamerica Investors Securities Corporation
  Springfield Gardens, NY
• 02/2021 → 10/2022
  Transamerica Financial Life Insurance Company
  Springfield Gardens, NY
• 10/2022 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO

Previous Registrations

• 2021-08-18 → 2022-10-19
  Transamerica Retirement Advisors, Llc
  Springfield Gardens, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-08-18
• S63 Uniform Securities Agent State Law Examination
  2004-10-28

Other Names

• Ernie B. Thomas
• Ernie Bertrand Thomas
• Bertrand Ernie Thomas