Best Investors Account Sign in

Dereik W Smith

Valic Financial Advisors, Inc.

Houston, TX

CRD 2319713

Claim This Profile
Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-10
  • TX RA
    APPROVED
    Since 2026-03-10

Branch Locations

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Greater Houston Partnership Houston TX 04/2016 06/2017
Valic Financial Advisors, Inc. Houston TX 10/2025 Present
Scottrade/Td Ameritrade Pearland TX 06/2017 04/2018
Prevail Athletic Training Houston TX 03/2017 Present
  • 04/2016 → 06/2017
    Greater Houston Partnership
    Houston, TX
  • 10/2025 → Present
    Houston, TX
  • 06/2017 → 04/2018
    Scottrade/Td Ameritrade
    Pearland, TX
  • 03/2017 → Present
    Prevail Athletic Training
    Houston, TX
Previous Registrations
  • 2017-06-23 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
  • 2004-04-07 → 2016-06-30
    Houston, TX
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: Non-Insurance Securities Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 11/10/2025 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities insurance products for AGIA PREVAIL PERFORMANCE PLUS POSITION: owner/operator NATURE: I volunteer as a summer AAU track and field coach in the community. In addition, I provide private (paid) athletic and sports performance training as well as adult fitness training to clients on a limited basis. Athletic training is focused on strength for speed development and sprint mechanics with athletes. Fitness training is focused on functional readiness and nutritional guidance. Sessions are in the evenings after normal business hours (typically 6:30-8:00 p.m.) and weekends, summer competitions are held on saturdays during the summer AAU Club track season. It's purely athletic coaching and sports performance training, with no overlap or connection to financial services. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2017 ADDRESS: 9822 Sagecourt Drive, Houston TX 77089, United States DESCRIPTION: I am the sole independent personal trainer to my clients. I create and implement all periodized fitness and athletic training programming and delivery of said programming. I interact and engage with them to provide guidance, feedback via briefs and debriefs as part of their training plan.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-09
S63 Uniform Securities Agent State Law Examination 2026-02-27
S66 Uniform Combined State Law Examination 2017-09-19
  • S65 Uniform Investment Adviser Law Examination
    2026-03-09
  • S63 Uniform Securities Agent State Law Examination
    2026-02-27
  • S66 Uniform Combined State Law Examination
    2017-09-19
Other Names
  • Dereik Wayne Smith
  • Dereik W Smith
  • Dereik Smith

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Houston, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor