K. Michele Sims

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Citigroup Global Markets Inc
  Alpharetta, GA
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Alpharetta, GA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2008-08-29 → 2009-06-01
  Citigroup Global Markets Inc.
  Alpharetta, GA
• 1999-08-27 → 2008-08-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alpharetta, GA
  Atlanta, GA
  Atlanta, GA

Other Businesses

1.CHARITY, PRIVATE FOUNDATION/ATLANTA WOMENS FOUNDATION/EFFECTIVE 4.2015/ 1 HOUR DURING 1 HOUR OUTSIDE BIZ HOURS/ INVESTMENT COMMITTEE 2. Atlanta Women's Foundation; Not Investment related; Charity / Private Foundation; Treasurer (proprietor, partner, officer, director, employee, trustee, agent); Aug 2018; During business hours: 0.25; After business hours: 0.50; Grants to improve lives of women and girls 3. *376034 - Atlanta Women's Foundation; Investment related No; Atlanta, GA; Fundraising; Co-Chair (proprietor, partner, officer, director, employee, trustee, agent); Sep 2019; During business hours: 1; After business hours: 2 4. *495540 : Power of Attorney ; Investment related : Yes ; Atlanta ; Georgia ; Power of Attorney ;4/2022 ; During business hours : 0.3 ; After business hours : 1.7 5.*347428- Oxford College Board of Counselors; Investment related-No; oxford, Georgia; Education; Advisory Board, Board Member, Chair (proprietor, partner, officer, director, employee, trustee, agent); 09/2018; During business hours: 0.25; After business hours: 3.75; Business Development/Growth, Fundraising

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-04-15
• S63 Uniform Securities Agent State Law Examination
  1993-03-23

Other Names

• Michele Sims
• Kimberly M Sims
• Kimberly Michelle Sims
• K. Michele Sims
• K. Michele Sims
• K Michele Sims