Timothy John Thoele

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-05-06
TX	RA	APPROVED_RES	2021-06-17

MN RA
APPROVED

Since 2024-05-06
TX RA
APPROVED_RES

Since 2021-06-17

Branch Locations

11100 Wayzata Blvd Ste 405, Minnetonka, MN 55305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Principal Securities	Marco Island	FL	01/1993	Present
Principal Life Insurance Company	Minnetonka	MN	07/1998	Present

01/1993 → Present

Principal Securities

Marco Island, FL
07/1998 → Present

Principal Life Insurance Company

Minnetonka, MN

Other Businesses

**OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, LONG TERM CARE INSURANCE, DISABILITY INSURANCE, FIXED ANNUITIES, HEALTH INSURANCE AND MEDICAL/SUPPLEMENTAL INSURANCE THROUGH VARIOUS CARRIERS, 04/01/15. **Thoele and Piprude Financial; Not Investment Related; Minnetonka, MN; Co-owner; Partnership established for succession planning. Not used as a DBA.; Start Date: 01/01/2020; 0 hrs per month; 0 during trading hours. **GULL CHAIN OF LAKES ASSOCIATION POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 05/11/2022 ADDRESS: 9486 Rocky Point Road, Lake Shore MN 56468, United States DESCRIPTION: Board Member for GCOLA, focus on Prevention of Aquatic Invasive Species. **POWER CORNER LLC POSITION: partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 11100 Wayzata Blvd Suite 405, Minnetonka MN 55305, United States DESCRIPTION: Power Corner LLC formed for partnership/teaming arrangement with other Principal advisors. LLC will provide operational support, business partnering and practice succession planning. **YMCA OF COLLIER COUNTY, FL POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2024 ADDRESS: 101 Sand Hill St., Marco Island FL 34145, United States DESCRIPTION: Board Member. **HABITAT FOR HUMANITY OF COLLIER COUNTY POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 09/23/2024 ADDRESS: 11145 Tamiami Trl E, Naples FL 34113, United States DESCRIPTION: Serve as board member and a member of their finance committee. Along with 7 other board members oversee financial activity of the organization ie; land acquisition, home building costs, financial ability and need of home applicants.