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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-06-14 |
| TX | RA | APPROVED | 2016-06-14 |
Branch Locations
6600 Koll Center Parkway Suite 120, Pleasanton, CA 94566 • United States
Danville, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2016 | Present |
1. Protected Investors of America, 7041 Koll Center Parkway, #265 Pleasanton, CA. Insurance Agent, 5/1/1993, investment related, 1/monthly, 0/trade. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 25/TRADING. 06/14/16. 3. PROTECTED INVESTORS OF AMERICA, 6600 KOLL CENTER PKWY STE 120, PLEASANTON CA 94566, United States, 05/09/2024, DBA, Marketing, INV REL, 0 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-25 |
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