Benjamin Posen

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 06/2025
  Lindbrook Capital, Llc
  Calabasas, CA
• 06/2025 → Present
  Hightower Advisors, Llc
  Calabasas, CA

Previous Registrations

• 2011-05-13 → 2025-09-04
  Lindbrook Capital, Llc
  Los Angeles, CA
  Calabasas, CA
  Los Angeles, CA
• 2003-01-03 → 2011-05-19
  Oppenheimer & Co. Inc.
  Los Angeles, CA
  Los Angeles, CA
• 2003-04-15 → 2007-11-12
  Oppenheimer Asset Management
  New York, NY
• 1997-12-15 → 2003-01-03
  Cibc World Markets Corp.
  New York, NY

Other Businesses

Hopeless Records; Investment Related - No; Van Nuys, CA; Board Member; Start Date - 08/2025; Approximately 1 hour per month with 0 hours during securities trading hours; Vote on business activity for the company. CNL Strategic Capital; Investment Related - Yes; Orlando, FL; Independent Board Member; Start Date - 08/2025; Approximately 2 hours per month with 1 hour during securities trading hours; Approve investments for purchase or sale in the CNL Strategic Capital Fund. Vote on other things related to the fund like financings etc.. Still Got Game; Investment Related - No; WANTAGH, NY; Board Member; Start Date - 08/2025; Approximately 2 hours per month with 0 hours during securities trading hours; Attend Board meeting (phone or in person). Discuss charity programs for the year.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-03-24

Other Names

• Benjamin Alen Posen
• Benjamin Alan Posen