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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-02 |
Branch Locations
23975 Park Sorrento Suite 230, Calabasas, CA 91302 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lindbrook Capital, Llc | Calabasas | CA | 05/2011 | 06/2025 |
| Hightower Advisors, Llc | Calabasas | CA | 06/2025 | Present |
Hopeless Records; Investment Related - No; Van Nuys, CA; Board Member; Start Date - 08/2025; Approximately 1 hour per month with 0 hours during securities trading hours; Vote on business activity for the company. CNL Strategic Capital; Investment Related - Yes; Orlando, FL; Independent Board Member; Start Date - 08/2025; Approximately 2 hours per month with 1 hour during securities trading hours; Approve investments for purchase or sale in the CNL Strategic Capital Fund. Vote on other things related to the fund like financings etc.. Still Got Game; Investment Related - No; WANTAGH, NY; Board Member; Start Date - 08/2025; Approximately 2 hours per month with 0 hours during securities trading hours; Attend Board meeting (phone or in person). Discuss charity programs for the year.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-03-24 |
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