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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-01 |
| WA | RA | APPROVED | 2021-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | East Wenatchee | WA | 01/2014 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | East Wenatchee | WA | 01/2014 | 07/2021 |
| R & M Johnston Llc | East Wenatchee | WA | 11/2014 | 01/2020 |
| Chelan County Historical Society | Cashmere | WA | 11/2015 | 07/2020 |
| Kiwanis Club Board Member | Richland | WA | 06/2012 | 07/2021 |
| Johnston Marcum Llc | East Wenatchee | WA | 06/2015 | 12/2019 |
| Lpl Financial Llc | East Wenatchee | WA | 07/2021 | 12/2021 |
| Osaic Wealth, Inc. | East Wenatchee | WA | 12/2021 | Present |
1. JOHNSTONPRENTIS INVESTMENTS POSITION: Insurance Agent/Owner NATURE: Sole Proprietorship, Registered trade name Johnston Prentis Investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/03/2021 ADDRESS: 1360 Sunset Hwy, East Wenatchee WA 98802, United States DESCRIPTION: Insurance sales and service for multiple carriers 2. PACIFIC CAPITAL RESOURCE GROUP POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/06/2022 ADDRESS: 10900 NE 4th St, #2413, STE 2300, Bellevue WA 98004, United States DESCRIPTION: insurance & securities overrides from I. Campos transactions. 3. POWER OF ATTORNEY POSITION: POA NATURE: POA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/17/2026 ADDRESS: 1360 Sunset Hwy, East Wenatchee WA 98802-4303, United States DESCRIPTION: power of attorney
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-25 |
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