Brian Scott Snelson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-12-16
CT	RA	APPROVED	2012-05-24

TX RA
APPROVED_RES

Since 2013-12-16
CT RA
APPROVED

Since 2012-05-24

Branch Locations

500 Cummings Ctr, Beverly, MA 01915 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bedford	MA	05/2012	Present
Bank Of America, N.A.	Bedford	MA	06/2012	Present

05/2012 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bedford, MA
06/2012 → Present

Bank Of America, N.A.

Bedford, MA

Previous Registrations

2011-06-14 → 2012-05-21

Wells Fargo Clearing Services, Llc

Chelmsford, MA

Other Businesses

I*:2930351 Entity Type: Fiduciary role Name of OBA: J. E. S. Family Trust Address: Bedford, MA 01730 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 10/1/2025 Number of Hours: 10 hrs annually Number of Hours during trading: .1 hr annually Duties: Successor Trustee/ parent

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-06-13
S63	Uniform Securities Agent State Law Examination	1993-08-31

S65 Uniform Investment Adviser Law Examination

2011-06-13
S63 Uniform Securities Agent State Law Examination

1993-08-31

View on SEC IAPD