Jeffrey Kercher Gantz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 01/2023
  Raymond James Financial Services
  Indianapolis, IN
• 01/2009 → 01/2023
  Raymond James Financial Services Advisors, Inc
  Indianapolis, IN
• 10/2008 → 12/2025
  Bsh Financial
  Indianapolis, IN
• 01/2023 → Present
  Lpl Financial Llc
  Indianapolis, IN
• 01/2026 → Present
  Blue Chip Wealth Management, Llc
  Indianapolis, IN

Previous Registrations

• 2009-01-02 → 2023-01-25
  Raymond James Financial Services Advisors, Inc
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
• 2008-10-13 → 2009-01-02
  Raymond James Financial Services, Inc.
  Indianapolis, IN
• 2001-03-14 → 2008-10-23
  Citigroup Global Markets Inc.
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

1) 12/07/2022 - Grateful Ventures, LLC Business Entity For Tax/Investment Purposes Only not inv related at 10027 E. Southport Rd. Indianapolis, IN, 46250. 2) 12/07/2022 - BSH Financial Services, LLC - DBA for LPL Business (entity for LPL business) - inv related - at reported business locaton(s) 3 12/07/2022 - Self-employed Musician - Other - Band - 10027 E. Southport Road, INdianapolis, IN 46259 - start date 08/23/2017 4) 06/04/2024 - Blue Chip Wealth Management, LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 6/14/2024 - 160 Hrs/Mo During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-06
• S63 Uniform Securities Agent State Law Examination
  1993-04-08

Designations

• Certified Financial Planner

Other Names

• Jeffrey Kercer Gantz