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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1993-06-02
  • TX RA
    APPROVED
    Since 1993-06-02

Branch Locations

1314 E Sonterra Blvd Bldg 4 Ste 401, San Antonio, TX 78258 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Antonio TX 09/2005 03/2020
Ameriprise Financial Service, Llc San Antonio TX 07/1993 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    San Antonio, TX
  • 07/1993 → Present
    Ameriprise Financial Service, Llc
    San Antonio, TX
Other Businesses

Real Estate Ownership; Commercial; 146 W Rhapsody, , San Antonio, TX, 78216; Not Investment-Related; 01/01/1990. Business Ownership; Other; Other; 23775 IH 10 WestSan Antonio, TX 78259, , ** not provided **, N/A, 00000; Not Investment-Related; 05/01/2002; 0 hours per month; 0 during trading hours / Other; Other; 660 Lower HighlandsCrested Butte CO 81224, , ** not provided **, N/A, 00000; Not Investment-Related; 06/15/2017; 0 hours per month; 0 during trading hours / Co-owner; Other; 6855 Rock Road, , San Antonio, TX, 78229; Not Investment-Related; 04/17/2023; 0 hours per month; 0 during trading hours / Co-owner; Other; 6855 Rock Road, , San Antonio, TX, 78229; Not Investment-Related; 04/17/2023; 0 hours per month; 0 during trading hours / Co-owner; Other; 209 Gardenview, , San Antonio, TX, 78213; Not Investment-Related; 01/01/1987; 1 to 9 hours per month; 0 during trading hours / Co-owner; Other; 6855 Rock Road, , San Antonio, TX, 78229; Not Investment-Related; 03/04/2020; 1 to 9 hours per month; 0 during trading hours / Co-owner; Real Estate; 369 S Esser, , Boerne, TX, 78006; Not Investment-Related; 06/01/2006; 0 hours per month; 0 during trading hours / Co-owner; Other; 3150 SE Military Dr. San Antonio Texas 78223, , San Antonio, TX, 78223; Not Investment-Related; 11/08/2005; 1 to 9 hours per month; 0 during trading hours / Co-owner; Other; 1003 Rittiman Rd, , San Antonio, TX, 78218; Not Investment-Related; 09/24/2009; 1 to 9 hours per month; 0 during trading hours / Co-owner; Other; 1314 E Sonterra Blvd, Bldg 4, , San Antonio, TX, 78258; Not Investment-Related; 08/22/2011; 1 to 9 hours per month; 0 during trading hours / Co-owner; Other; 1314 E Sonterra Blvd. Bldg 4 , Ste 401 San Antonio, TX 78258, , San Antonio, TX, 78258; Not Investment-Related; 03/06/2006; 1 to 9 hours per month; 1 to 9 during trading hours / Co-owner; Other; 17625 Blanco Road, , San Antonio, TX, 78232; Not Investment-Related; 02/06/1995; 1 to 9 hours per month; 1 to 9 during trading hours / Co-owner; Other; 1667 SH 46 West, Suite 430, , New Braunfels, TX, 78132; Not Investment-Related; 08/25/2010; 1 to 9 hours per month; 0 during trading hours / Co-owner; Other; 369 S Esser Road, , Boerne, TX, 78006; Not Investment-Related; 05/31/2013; 1 to 9 hours per month; 0 during trading hours / Co-owner; Other; 1314 E Sonterra Blvd Bldg 4 Ste 401, , San Antonio, TX, 78258; Not Investment-Related; 12/21/2021; 10 to 19 hours per month; 10 to 19 during trading hours / Co-owner; Other; 719 Firefly, , San Antonio, TX, 78216; Not Investment-Related; 11/03/2005; 1 to 9 hours per month; 0 during trading hours / Other; Other; 1314 E Sonterra Blvd Bldg 4 Ste 400, , San Antonio, TX, 78258; Not Investment-Related; 07/22/2016; 1 to 9 hours per month; 0 during trading hours / Co-owner; Manage Ameriprise Business; 1314 E Sonterra Blvd, Bldg 4, Ste 401, San Antonio, TX, 78258; Investment-Related; 09/01/2024; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-08
  • S63 Uniform Securities Agent State Law Examination
    1993-03-08

View on SEC IAPD

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