Matthew Paul Giesler

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 10/2017
  U.S. Bancorp Investments, Inc.
  Newport, KY
• 10/2017 → 10/2018
  Secure Investment Management, Llc
  Tucson, AZ
• 10/2018 → 01/2023
  Lincoln Financial Advisors
  Ft Thomas, KY
• 01/2023 → Present
  Principal Life Insurance Company
  Ft Thomas, FL
• 01/2023 → Present
  Principal Securities Inc
  Ft Thomas, FL

Previous Registrations

• 2018-10-05 → 2023-01-06
  Osaic Fa, Inc.
  Ft Thomas, KY
  Cincinnati, OH
  Ft Thomas, KY
• 2017-11-08 → 2018-09-24
  Secure Investment Management, Llc
  Ft. Thomas, KY
  Tucson, AZ
• 2011-07-12 → 2017-09-29
  U.S. Bancorp Investments, Inc.
  Cold Spring, KY
  Newport, KY
  Cold Spring, KY
  Fort Thomas, KY
  Florence, KY
  Florence, KY
  Cold Spring, KY
  Florence, KY
  Ft Mitchell, KY
  Alexandria, KY
  Cincinnati, OH
  Ft Wright, KY
• 2005-07-06 → 2011-07-13
  Chase Investment Services Corp.
  Ft. Thomas, KY
  Bellevue, KY
  Florence, KY
  Bellevue, KY
  Bellevue, KY
• 2003-12-12 → 2005-07-06
  Banc One Securities Corporation
  Bellevue, KY
• 2001-01-23 → 2003-12-11
  Park Avenue Securities Llc
  Cincinnati, OH

Other Businesses

INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/26/2023 ADDRESS: 230 Holiday Lane, Ft. Thomas KY 41075, United States DESCRIPTION: Selling Life, VA, Fixed annuities, DI, LTC. Variable Life.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1993-03-24

Other Names

• Matt Giesler