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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-04-21 |
| TX | RA | APPROVED_RES | 2025-04-17 |
| VI | RA | APPROVED | 2025-01-09 |
Branch Locations
2800 S River Rd., Ste. 175, Des Plaines, IL 60018 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 09/2016 | 04/2025 |
| Unemployed | Wilmette | IL | 02/2014 | 09/2016 |
| Bank Of America N.A. | Chicago | IL | 02/2017 | 04/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2025 | Present |
1) CHICAGO HOPE ACADEMY, 2189 W. Bowler Ave, Chicago IL 60612, 04/2025, BOARD MEMBER, NIR, 5 HR/MO - 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING 04/17/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-30 |
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