Richard Scott Winer

Current Employers

Steelpeak Wealth, Llc

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-08-09
CA	RA	APPROVED	2016-09-08

MD RA
APPROVED

Since 2023-08-09
CA RA
APPROVED

Since 2016-09-08

Branch Locations

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Fulton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Isagenix International Llc	Chandler	AZ	01/2016	Present
Steel Peak Wealth Management, Llc	Woodland Hills	CA	08/2016	Present

01/2016 → Present

Isagenix International Llc

Chandler, AZ
08/2016 → Present

Steel Peak Wealth Management, Llc

Woodland Hills, CA

Previous Registrations

2004-04-30 → 2016-09-30

Winer Wealth Management, Inc.

Woodland Hills, CA

Other Businesses

INDEPENDENT ISAGENIX ASSOCIATE (NON-INVESTMENT-RELATED): ISAGENIX INTERNATIONAL LLC, 2225 S. PRICE ROAD, CHANDLER, AZ 85286. ISAGENIX SELLS HEALTH AND NUTRITION PRODUCTS. AS AN INDEPENDENT ASSOCIATE, COMPENSATION IS PROVIDED FOR THE SALE OF HEALTH AND NUTRITION PRODUCTS. START DATE 01/2016, APPROXIMATELY 12 HOURS PER MONTH, NOT DURING MARKET HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2009-01-26
S65	Uniform Investment Adviser Law Examination	1995-01-20

S63 Uniform Securities Agent State Law Examination

2009-01-26
S65 Uniform Investment Adviser Law Examination

1995-01-20

View on SEC IAPD