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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-08 |
| NJ | RA | APPROVED | 2015-08-31 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
9000 Midlantic Drive Suite 120, Mt Laurel, NJ 08054 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Mount Laurel | NJ | 08/2015 | Present |
| Private Advisor Group, Llc | Mount Laurel | NJ | 08/2015 | Present |
1. 8/27/15-MURPHY'S SHEPARD LLC/ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ OWNER /1%/MOORESTOWN,NJ 2. 8/27/15-PENQUIN PROPERTIES LLC/ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ PASSIVE INVESTMENT. 5 FRIENDS TO BUY REAL ESTATE. THE ENTITY WAS FORMED TO PROTECT INTEREST OF EACH OWNER./1%/ PHILADELPHIA, PA 3. 9/22/2015 - Private Advisor Group - DBA: (Hybrid) Venne Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 100%. 4. 9/22/2015 - Private Advisor Group LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 100%. 5. 04/15/2016 * Ballast Financial * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 04/01/2016 * a. no b. no c. no 4. no - DBA w/ Private Advisor Group * 40 HRS/MO DURING SECS TRDG HRS. 6. 12/8/2016 - Private Advisor Group - DBA: (Hybrid) Ballast Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 08/29/2016 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/08/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 6/19/2019 - Rosenblatt Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/01/17 - 0 Hours Per Month. 8. 6/8/2020 - Sands Grace LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/02/2020 - 0 Hours Per Month During Securities Trading. 9. 12/09/2021 - No Business Name - Investment Related - Home Based and Turnersville, NJ 08021 - Real Estate Rental - Start Date: 08/27/2015 - 1 Hour Per Month/0 Hours During Securities Trading. 10. 05/09/2023 - 2650 E Clearfield LLC - Investment Related - Cinnaminson, NJ - Real Estate Rental - Start Date 02/15/2017 - 0 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-04 |
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