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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
CA RA APPROVED 2008-06-30
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • CA RA
    APPROVED
    Since 2008-06-30

Branch Locations

444 S. Flower Street Suite 4200, Los Angeles, CA 90071 • United States

Calabasas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Dba Tag Financial & Insurance Services Los Angeles CA 04/2008 Present
Mml Investors Svcs Inc. Dba Tag Financial & Insurance Svcs Los Angeles CA 05/2008 Present
  • 04/2008 → Present
    Mass Mutual Dba Tag Financial & Insurance Services
    Los Angeles, CA
  • 05/2008 → Present
    Mml Investors Svcs Inc. Dba Tag Financial & Insurance Svcs
    Los Angeles, CA
Previous Registrations
  • 2012-01-12 → 2012-03-19
    Lenox Advisors, Inc.
    New York, NY
    Los Angeles, CA
Other Businesses

NAME: EDGAR F. WHITMORE III INV REL: Y ADD: 444 S. FLOWER STREET SUITE 4200 LOS ANGELES, CA 90071NATURE: NON-MMLIA INSURANCE POSITION: AGENT START DATE: 2005 HR/MO: 5 HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-22
S63 Uniform Securities Agent State Law Examination 1993-05-24
  • S66 Uniform Combined State Law Examination
    2007-01-22
  • S63 Uniform Securities Agent State Law Examination
    1993-05-24
Designations
Other Names
  • Edgar Francis Iii Whitmore

View on SEC IAPD

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