Philip Davis Parish

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-01-05
TX	RA	APPROVED_RES	2021-07-26
KY	RA	APPROVED	2019-10-18

FL RA
APPROVED

Since 2024-01-05
TX RA
APPROVED_RES

Since 2021-07-26
KY RA
APPROVED

Since 2019-10-18

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.J.B. Hilliard, W.L. Lyons, Inc.	Louisville	KY	03/1994	Present
Robert W. Baird & Co. Incorporated	Louisville	KY	10/2019	Present

03/1994 → Present

J.J.B. Hilliard, W.L. Lyons, Inc.

Louisville, KY
10/2019 → Present

Robert W. Baird & Co. Incorporated

Louisville, KY

Previous Registrations

2004-01-07 → 2019-10-18

J.J.B. Hilliard, W.L. Lyons, Llc

Louisville, KY

Louisville, KY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-01-03
S63	Uniform Securities Agent State Law Examination	1993-02-05

S65 Uniform Investment Adviser Law Examination

2024-01-03
S63 Uniform Securities Agent State Law Examination

1993-02-05