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William Daniel Gleavy

Kaizen Retirement Plan Advisors, LLC

Quincy, MA

CRD 2317578

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Employer firm

Kaizen Retirement Plan Advisors, LLC CRD 289238

$156M regulatory AUM 20 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Kaizen Retirement Plan Advisors, Llc

Quincy, MA • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-10-04
  • MA RA
    APPROVED
    Since 2017-10-04

Branch Locations

Quincy, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Madison WI 06/2001 01/2017
Cuna Brokerage Services, Inc. Waverly IA 01/2002 01/2017
  • 06/2001 → 01/2017
    Cuna Mutual Group
    Madison, WI
  • 01/2002 → 01/2017
    Cuna Brokerage Services, Inc.
    Waverly, IA
Previous Registrations
  • 2012-10-12 → 2017-01-30
    Trustage Investment Management
    Madison, WI
    Quincy, MA
  • 2006-02-09 → 2012-12-31
    Cuna Brokerage Services, Inc.
    La Center, WA
    Brownstown Twp, MI
    Houston, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Quincy, MA
    Madison, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-10
S63 Uniform Securities Agent State Law Examination 1993-03-31
  • S66 Uniform Combined State Law Examination
    2006-01-10
  • S63 Uniform Securities Agent State Law Examination
    1993-03-31

View on SEC IAPD

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