Jeffrey Glenn Shaw

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2004-05-04

TX RA
APPROVED

Since 2004-05-04

Branch Locations

1204 Plantation Drive, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Southlake	TX	04/2004	Present

04/2004 → Present

Lpl Financial, Llc

Southlake, TX

Previous Registrations

2002-06-11 → 2004-05-07

Rbc Capital Markets, Llc

Dallas, TX

Other Businesses

(1) 08/11/2016: JS Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Started 09/01/2016 - 160 Hr/Mo; 160 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-06-24
S63	Uniform Securities Agent State Law Examination	1993-02-16

S65 Uniform Investment Adviser Law Examination

1996-06-24
S63 Uniform Securities Agent State Law Examination

1993-02-16

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews