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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-08-24 |
| TX | RA | APPROVED_RES | 2015-10-28 |
| CA | RA | APPROVED | 2008-06-05 |
Branch Locations
13640 Bowman Lane, Auburn, CA 95603 • United States
Sandy, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A.D.P. | Sacramento | CA | 06/1988 | Present |
| Stifel Nicolaus | Roseville | CA | 06/2008 | Present |
1. Delwin Robert or Penelope Penni Frew; 1190 Squirrel Creek Pl. Auburn CA 95602; Rental properties; Owner; Provide Landlord duties; 100% owner; affiliation started 05/03/2010; 1 hour per day; during securities trading hours; not investment related; it is owned in Frew Family Trust. 2. Sutter Auburn Faith Hospital Foundation; 11815 Education, Auburn, CA 95602; Hospital Foundation; Board Member; Fundraising & Ambassador; 01/30/2023; 4 Hours per Month; During securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-16 |
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