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Richard Haller Skeppstrom

Brockenbrough

Richmond, VA

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Current Employers
Brockenbrough

920 Libbie Ave. Suite 201, Richmond, VA 23226-2050 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-02-10
  • VA RA
    APPROVED
    Since 2016-02-10

Branch Locations

920 Libbie Ave. Suite 201, Richmond, VA 23226-2050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lowe Brockenbrough & Company, Inc Richmond VA 12/2015 Present
  • 12/2015 → Present
    Lowe Brockenbrough & Company, Inc
    Richmond, VA
Previous Registrations
Other Businesses

VCU Engineering School Investment Committee; Started in 2014, spending approximately 10 hours annually of which 10% during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-08-06
S65 Uniform Investment Adviser Law Examination 1993-04-23
  • S63 Uniform Securities Agent State Law Examination
    1993-08-06
  • S65 Uniform Investment Adviser Law Examination
    1993-04-23

View on SEC IAPD

Other Firms

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WEALTHCARE CAPITAL MANAGEMENT LLC
WEST TOWER GROUP, LLC
WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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