Thomas Edward Kealy

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2000-10-01

FL RA
APPROVED

Since 2000-10-01

Branch Locations

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

1300 Beville Rd, Daytona Beach, FL 32114 • United States

1302 W International Speedway Blvd, Daytona Beach, FL 32114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Daytona Beach	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Daytona Beach	FL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Daytona Beach, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Daytona Beach, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-04-20
S63	Uniform Securities Agent State Law Examination	1993-03-19

S65 Uniform Investment Adviser Law Examination

1995-04-20
S63 Uniform Securities Agent State Law Examination

1993-03-19

Other Names

Tod Kealy
Ted Kealy

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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