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Current Employers
Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-12-21
  • FL RA
    APPROVED
    Since 2021-12-21

Branch Locations

1321 13Th Street, St. Cloud, FL 34769 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Level Four Financial, Llc Dallas TX 10/2007 Present
Level Four Advisory Services Dallas TX 12/2021 Present
Previous Registrations
  • 2004-11-30 → 2007-10-02
    Raymond James Financial Services, Inc.
    St. Cloud, FL
Other Businesses

GARRETT WEALTH MANAGEMENT LLC; WWW.GARRETTWM.COM, DBA FOR INVESTMENTS; INVESTMENT RELATED, 1321 13TH STREET, ST. CLOUD, FL 34769, INSURANCE MANAGING AGENT; OWNER; START DATE 2007; 160 HRS PER MONTH/ALL HOURS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-01-25
  • S63 Uniform Securities Agent State Law Examination
    1995-01-25

View on SEC IAPD

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