Andrew Charles Pesha

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 02/2014 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → Present
  Woodbury Financial Services, Inc.
  Morgan Hill, CA
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Morgan Hill, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Reno, NV

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Reno, NV
• 2014-02-20 → 2019-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  San Jose, CA
  Morgan Hill, CA
• 2011-07-19 → 2014-02-28
  Woodbury Financial Services, Inc.
  San Jose, CA
  Roseville, CA
  San Jose, CA
• 2007-11-19 → 2009-10-13
  Wells Fargo Clearing Services, Llc
  San Jose, CA
  San Leandro, CA
  San Jose, CA
• 2007-05-29 → 2007-11-26
  Citigroup Global Markets Inc.
  Sunnyvale, CA
• 2004-06-22 → 2007-05-29
  Citicorp Investment Services
  Sunnyvale, CA
  Sunnyvale, CA
• 2002-11-07 → 2004-06-22
  Banc Of America Investment Services, Inc.
  Burlingame, CA
• 2001-05-15 → 2002-10-31
  Wells Fargo Investments, Llc
  Mountain View, CA

Other Businesses

1. PESHA ASSET MANAGEMENT POSITION: Insurance Agent NATURE: Fixed insurance business INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2014 ADDRESS: 17600 Manzanita Drive, Morgan Hill CA 95037, United States DESCRIPTION: Sales and service 2. ANDREW PESHA POSITION: owner NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/29/1997 ADDRESS: 4245 Wild Eagle Terrace, Reno NV 89511, United States DESCRIPTION: Advising clients on insurance needs 3. PESHA ASSET MANAGEMENT POSITION: Financial Advisor NATURE: Insurance sales such as fixed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/30/1997 ADDRESS: 4245 wild eagle terrace, reno NV 89511, United States DESCRIPTION: I am a financial advisor. 4. SPARTAN QUARTERBACK CLUB POSITION: DIRECTOR NATURE: The Spartan Quarterback Club is a Non-Profit organization established in the state of Nevada INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 4245 Wild Eagle Terrace, Reno, NV, 4245 Wild Eagle Terrace, Reno, NV, Reno, NV, USA NV 89511, United States DESCRIPTION: The Spartan Quarterback Club is a Non-Profit organization established in the state of Nevada. We ask people to join our football booster club at $25 or $50 per month. All donations minus expenses of running the non-profit are directed to the San Jose State football program

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-31
• S63 Uniform Securities Agent State Law Examination
  1993-01-29

Other Names

• Andy Charles Pesha