Patrick Joseph Buttarazzi

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2022-03-30
MD	RA	APPROVED	2013-06-07
TX	RA	APPROVED	2013-06-07

SC RA
APPROVED

Since 2022-03-30
MD RA
APPROVED

Since 2013-06-07
TX RA
APPROVED

Since 2013-06-07

Branch Locations

320 Broad St, Charleston, SC 29401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Baltimore	MD	06/2013	11/2016
Wells Fargo Clearing Services, Llc	Baltimore	MD	11/2016	Present

06/2013 → 11/2016

Wells Fargo Advisors Llc

Baltimore, MD
11/2016 → Present

Wells Fargo Clearing Services, Llc

Baltimore, MD

Previous Registrations

2003-01-10 → 2013-06-17

Ubs Financial Services Inc.

Baltimore, MD

Baltimore, MD
1998-02-06 → 2003-01-17

Prudential Equity Group, Llc

Baltimore, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-02-23
S63	Uniform Securities Agent State Law Examination	1993-02-11

S65 Uniform Investment Adviser Law Examination

1993-02-23
S63 Uniform Securities Agent State Law Examination

1993-02-11

Other Names

Patrick Joseph Jr Buttarazzi
Patrick Joseph Buttarazzi
Patrick J Buttarazzi Jr.

View on SEC IAPD