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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-12-01 |
| SC | RA | APPROVED | 2007-11-06 |
Branch Locations
1604 E Main St, Spartanburg, SC 29307 • United States
Spartanburg, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | SC | 10/2007 | Present |
| Bank Of America, N.A. | Spartanburg | SC | 05/2011 | Present |
I*842324, Entity Type: , Name of OBA: The Rotary Club of Spartanburg, Address: Spartanburg , South Carolina, 29304, Investment Related: N, Position, Title, Association: Officer, Employee State Date: 07/08/2025, No Hours: 3 Weekly, No Hours during Trading: 3 Weekly, Duties: Serve as President at the weekly meetings. I lead the meetings and we have guest speakers from our community, mostly non-profits and businesses. This is a one-hour meeting each Tuesday. Rotary is a global network of more than 1.2 million neighbors, friends, leaders, and problem-solvers who see a world where people unite and take action to create lasting change - across the globe, in our communities, and in ourselves. Our local Rotary Club works in our community on an all-volunteer basis to support education, clean water, and poverty efforts. I*3109264 Entity Type: Charitable Name of OBA:Episcopal Church of the Advent Address:Spartanburg South Carolina Investment Related:No Position, Title, Association:Committee Start Date:01/01/2026 No Hours: 2 Yearly No Hours during trading:0 Yearly Duties:The Advent Foundation Advisory Committee Participate in two meetings per year to look at the Church's investments with Brown Brothers Harriman (BBH)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-02 |
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