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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-12-01
SC RA APPROVED 2007-11-06
  • TX RA
    APPROVED_RES
    Since 2008-12-01
  • SC RA
    APPROVED
    Since 2007-11-06

Branch Locations

1604 E Main St, Spartanburg, SC 29307 • United States

Spartanburg, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 10/2007 Present
Bank Of America, N.A. Spartanburg SC 05/2011 Present
Previous Registrations
  • 2003-06-09 → 2007-11-14
    J.J.B. Hilliard, W.L. Lyons, Llc
    Greenville, SC
Other Businesses

I*842324, Entity Type: , Name of OBA: The Rotary Club of Spartanburg, Address: Spartanburg , South Carolina, 29304, Investment Related: N, Position, Title, Association: Officer, Employee State Date: 07/08/2025, No Hours: 3 Weekly, No Hours during Trading: 3 Weekly, Duties: Serve as President at the weekly meetings. I lead the meetings and we have guest speakers from our community, mostly non-profits and businesses. This is a one-hour meeting each Tuesday. Rotary is a global network of more than 1.2 million neighbors, friends, leaders, and problem-solvers who see a world where people unite and take action to create lasting change - across the globe, in our communities, and in ourselves. Our local Rotary Club works in our community on an all-volunteer basis to support education, clean water, and poverty efforts. I*3109264 Entity Type: Charitable Name of OBA:Episcopal Church of the Advent Address:Spartanburg South Carolina Investment Related:No Position, Title, Association:Committee Start Date:01/01/2026 No Hours: 2 Yearly No Hours during trading:0 Yearly Duties:The Advent Foundation Advisory Committee Participate in two meetings per year to look at the Church's investments with Brown Brothers Harriman (BBH)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-12
S63 Uniform Securities Agent State Law Examination 1993-04-02
  • S65 Uniform Investment Adviser Law Examination
    1999-07-12
  • S63 Uniform Securities Agent State Law Examination
    1993-04-02
Other Names
  • Chip Mcleod
  • Chip Mcleod

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