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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-12-01
OH RA APPROVED 1999-09-18
  • TX RA
    APPROVED_RES
    Since 2015-12-01
  • OH RA
    APPROVED
    Since 1999-09-18

Branch Locations

313A Bierly Rd, Portsmouth, OH 45662-8805 • United States

Portsmouth, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portsmouth OH 09/2005 03/2020
Ameriprise Financial Services, Llc Portsmouth OH 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 1631 Offnere StreetPortsmouth, Ohio 45562, ,; ; / Commercial; 313 Bierly RdPortsmouth, OH 45662, ,; Not Investment-Related; 08/16/2012. Business Ownership; Sole Choice Inc.; ; Shoe Care Products; Portsmouh, Ohio, ,; Not Investment-Related; 07/01/2009; 0 hours per month; 0 during trading hours / Dakota's Roadhouse; ; Restaurant; Jackson, Ohio, ,; ; ; 0 hours per month; . Board of Directors; Sole Choice Inc.; Board Member; Portsmouth, Ohio, ,; ; ; 10 to 19 hours per month; . Other Business Activities; M&J Rental & Management Company; Manage rental properties and office expenses; Portsmouth, Ohio, ,; ; 01/01/2008; 20 to 39 hours per month; / Shawnee State University; On a committee that monitors investment providers.; Portsmouth, Ohio, ,; ; 06/01/2006; 1 to 9 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-09-29
  • S63 Uniform Securities Agent State Law Examination
    1993-09-29

View on SEC IAPD

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