Kenneth John Basten

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-12-09

MN RA
APPROVED

Since 2013-12-09

Branch Locations

2 Division St East Ste 201, Buffalo, MN 55313-1772 • United States

Minnetrista, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Monticello	MN	09/2005	03/2020
Ameriprise Financial Services, Llc	Monticello	MN	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Monticello, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Monticello, MN

Other Businesses

Business Ownership; Kenneth J Basten LLC; Owner and manager; Used to pay office expenses; 6768 Bellflower Dr, , Minnetrista, MN, 55331; Not Investment-Related; 02/12/2020; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-08-04

S63 Uniform Securities Agent State Law Examination

1993-08-04

Designations

View on SEC IAPD