William Frederick Schmidt

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1992 → Present
  Schmidt Financial Resources
  Mt. Dora, FL
• 01/2016 → Present
  Lpl Financial Llc
  Mount Dora, FL
• 01/2016 → 04/2019
  Independent Financial Partners
  Mount Dora, FL
• 04/2019 → Present
  Independent Advisor Alliance, Llc
  Mount Dora, FL

Previous Registrations

• 2016-01-20 → 2019-04-25
  Independent Financial Partners
  Mount Dora, FL
• 2004-01-01 → 2016-01-06
  Cetera Advisors Llc
  Greenwood Village, CO
  Westborough, MA
  Mt. Dora, FL
• 2001-05-04 → 2004-01-01
  Ifg Advisory Services Inc
  Mt. Dora, FL

Other Businesses

1. 1/4/2016: Schmidt Financial Resources, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/1994 - 200 Hours per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 1/27/2016 - Schmidt Financial Resources, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/20/2016 - 160 Hours Per Month/60 Hours During Securities Trading. 3. 2/10/2016: No Business Name - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 09/1994 - 2 Hours Per Month/0 Hours During Securities Trading - Time Spent 10%. 4. 5/13/2019 - Independent Advisor Alliance (IAA) - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 04/24/2019 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 5/13/2019. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 5/13/2019 - Schmidt Financial Resources, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 04/24/2019 - 8 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 5/13/2019. I expect to spend approximately 8 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2000-12-22

Designations

• Certified Financial Planner

Other Names

• Bill Schmidt
• William Frederick Schmidt