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Michael Gregory Mccool

Jones Kertz & Associates, Inc.

Blaine, MN

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Current Employers
Jones Kertz & Associates, Inc.

9298 Central Ave Ne Suite 210, Blaine, MN 55434 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-13
MN RA APPROVED 2021-04-21
  • CA RA
    APPROVED
    Since 2024-05-13
  • MN RA
    APPROVED
    Since 2021-04-21

Branch Locations

9298 Central Ave Ne Suite 210, Blaine, MN 55434 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Advisors Minneapolis MN 12/2008 Present
Vsr Financial Services, Inc. Overland Park KS 01/2009 Present
Capital Management Securities, Inc. Minneapolis MN 08/2016 Present
Capital Management Associates, Inc. Bloomington MN 08/2016 Present
  • 12/2008 → Present
    First Advisors
    Minneapolis, MN
  • 01/2009 → Present
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 08/2016 → Present
    Capital Management Securities, Inc.
    Minneapolis, MN
  • 08/2016 → Present
    Capital Management Associates, Inc.
    Bloomington, MN
Previous Registrations
  • 2016-08-02 → 2021-02-03
    Capital Management Associates Inc
    Minneapolis, MN
    Minneapolis, MN
  • 2013-12-09 → 2016-07-29
    Vsr Financial Services, Inc.
    Overland Park, KS
    Minneapolis, MN
Other Businesses

Board of Directors for the HighGrove Condominium Association - Secretary. Non investment related, 1 hour/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-07
S63 Uniform Securities Agent State Law Examination 1993-04-01
  • S65 Uniform Investment Adviser Law Examination
    1999-06-07
  • S63 Uniform Securities Agent State Law Examination
    1993-04-01
Other Names
  • Michael Mccool
  • Mike Mccool

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
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Other Investors

Joe Hajjali
Mark Stevens
Kyle Anderson
MICHAEL EDWARD WAGNER
BRADFORD WILLIAM MORRISON
HARASTAN RANIEL BOYD
CURTIS BLAINE HINTZMAN
BENJAMIN JOSEPH TWAIT

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BLAINE, MN
EDWARD JONES · BLAINE, MN
WELLS FARGO CLEARING SERVICES, LLC · BLAINE, MN
THRIVENT INVESTMENT MANAGEMENT INC. · BLAINE, MN
EDWARD JONES · BLAINE, MN
EDWARD JONES · BLAINE, MN
J.P. MORGAN SECURITIES LLC · Andover, MN
AMERIPRISE FINANCIAL SERVICES, LLC · Minneapolis, MN

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