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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-17
  • TX RA
    APPROVED_RES
    Since 2025-09-17

Branch Locations

1 West Boylston Street Suite 305, Worcester, MA 01605 • United States

Chatham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Waltham MA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Waltham MA 11/2016 09/2025
Wells Fargo Advisors Financial Network, Llc Worcestor MA 09/2025 Present
Previous Registrations
Other Businesses

MEMC REALTY LLC, INV RELATED, CHATHAM, MA, 50% OWNERSHIP, START 9/16/2022, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, TO HOLD RENTAL PROPERTY. CHK WEALTH MANAGEMENT, LLC; INVE RELATED; WORCESTER, MA; 34% OWNERSHIP; 02/2025; 20 HOURS PER MONTH; 20 HOURS DURIGN TRADING; FINET PRACTICE | UCENTRIC WEALTH MANAGEMENT; INV RELATED; SHREWSBURY, MA; 100% OWNERSHIP; 03/2025; 1 HOUR PER MONTH; 0 DURING TRADING; FINET TRASNITION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-08
S63 Uniform Securities Agent State Law Examination 1993-03-02
  • S65 Uniform Investment Adviser Law Examination
    1997-08-08
  • S63 Uniform Securities Agent State Law Examination
    1993-03-02

View on SEC IAPD

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