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Christopher James Nolan

J.P. Morgan Securities LLC

Charlotte, NC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-12
TX RA APPROVED 2023-07-26
  • NC RA
    APPROVED
    Since 2026-01-12
  • TX RA
    APPROVED
    Since 2023-07-26

Branch Locations

4350 Congress Street Floor 01, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc. New York NY 06/2010 01/2020
J.P. Morgan Chase Bank, Na New York NY 11/2016 01/2020
Jpmorgan Chase Bank Na Greenwich CT 01/2020 Present
Jpmorgan Securities Llc Greenwich CT 01/2020 Present
  • 06/2010 → 01/2020
    J.P. Morgan Securities Inc.
    New York, NY
  • 11/2016 → 01/2020
    J.P. Morgan Chase Bank, Na
    New York, NY
  • 01/2020 → Present
    Jpmorgan Chase Bank Na
    Greenwich, CT
  • 01/2020 → Present
    Jpmorgan Securities Llc
    Greenwich, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-26
S63 Uniform Securities Agent State Law Examination 1993-05-21
  • S65 Uniform Investment Adviser Law Examination
    2023-07-26
  • S63 Uniform Securities Agent State Law Examination
    1993-05-21

View on SEC IAPD

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