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David Lee Allen

Morgan Stanley

Leawood, KS

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-12
KS RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-10-12
  • KS RA
    APPROVED
    Since 2009-06-01

Branch Locations

11161 Overbrook Road Suite 225, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Leawood KS 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Leawood, KS
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Overland Park, KS
  • 2001-04-05 → 2007-04-02
    Morgan Stanley Dw Inc.
    Overlandpark, KS
    Overland Park, KS
Other Businesses

* 416922 - Kansas City Community College; Investment related No; Kansas City, KS; Public speaking; Contractor, (proprietor, partner, officer, director, employee, trustee, agent); Dec 2020; During business hours: 0; After business hours: 1.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-31
  • S63 Uniform Securities Agent State Law Examination
    1993-03-31

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