Daniel Robert Moruzzi

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 12/2016
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 12/2013 → 12/2016
  Metlife Securities
  Hauppauge, NY
• 12/2016 → 06/2022
  Equity Services
  Montpelier, VT
• 12/2016 → Present
  National Life
  Hauppauge, NY
• 06/2022 → Present
  Kestra Investment Services Llc
  Port Jefferson, NY
• 06/2022 → Present
  Kestra Advisory Services Llc
  Port Jefferson, NY

Previous Registrations

• 2016-12-08 → 2022-06-29
  Equity Services, Inc.
  Hauppauge, NY
• 2014-02-06 → 2016-12-07
  Msi Financial Services, Inc.
  Hauppauge, NY
• 2012-08-14 → 2013-12-23
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2005-09-09 → 2012-07-27
  Park Avenue Securities Llc
  Melville, NY
  Woodbury, NY
  Bay Shore, NY
  Woodbury, NY
  Woodbury, NY

Other Businesses

BN: COASTLINE WEALTH MANAGEMENT POSITION: Broker NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/24/2022 ADDRESS: 1303 Main Street, Port Jefferson NY 11777, United States DESCRIPTION: Sale/service of various Fixed Insurance products with various carriers. For Life, Disability, Long Term care Ins and Fixed Annuities BN: PROSPERITY PLANNING SOLUTIONS LLC POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 01/12/2012 ADDRESS: 1116 Cassel Ave, Bay Shore NY 11706, United States DESCRIPTION: Sale/Service of fixed Insurance products with various companies. For Life, Health, Long Term Care, Disability and Property & Casualty Ins. BN: RDDM1119 LLC POSITION: Part Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2020 ADDRESS: 1116 Cassel Ave, Bay Shore NY 11706, United States DESCRIPTION: Manage financial and administration of RE investment BN: KESTRA ADVISORY SERVICES, LLC POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 06/27/2022 ADDRESS: 5707 southwest pkwy, BLDG 2, suite 400, STE 467, Austin TX 78735, United States DESCRIPTION: Provide investment advice to clients for them to make an informed decision on their investments. BN: PROSPERITY PLANNING SOLUTIONS LLC POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 01/12/2012 ADDRESS: 1116 Cassel Ave, Bay Shore NY 11706, United States DESCRIPTION: Sale/Service of fixed Insurance products with various companies. For Life, Health, Long Term Care, Disability and P & C Ins. BN: TRUST WILL LOU SFERRAZZA POSITION: Nephew/Cousin Co Trustee, Agent NATURE: Legal/Attorney/Trustee/Executor INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/20/2024 ADDRESS: 27 Nikia Dr, Islip NY 11751, United States DESCRIPTION: Trustee for Louis and Christa, Agent for Louis and his Estate Planning documents. He asked me to help him and step in upon his death. Financial Advisor for Louis and Christa, now and going forward. My mothers sister, Aunt Mickey passed in 2018 and upon my mom and Uncle's passing. It will be up to me and my sister to help Christa. She is functional and hopefully will be able to live independently with me and my sister helping her?

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-02
• S63 Uniform Securities Agent State Law Examination
  1993-05-28