Zurich Thor Awes

Current Employers

Zurich Awes Financial Management, Llc

Christiansted, VI • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2025-05-21
VI	RA	APPROVED	2025-05-21
TX	RA	APPROVED_RES	2014-11-05

MN RA
APPROVED

Since 2025-05-21
VI RA
APPROVED

Since 2025-05-21
TX RA
APPROVED_RES

Since 2014-11-05

Branch Locations

Christiansted, VI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Zurich Awes Financial Managementt	Plymouth	MN	04/2010	Present

04/2010 → Present

Zurich Awes Financial Managementt

Plymouth, MN

Other Businesses

Thor Strategic LLC; Not Investment Related; Provides strategic financial advise to small businesses. Activities include analyzing financial statements, suggesting cost savings and automation methods, profitability mix and long term valuation. Less than 10% of time spent.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-08
S63	Uniform Securities Agent State Law Examination	1993-02-25

S65 Uniform Investment Adviser Law Examination

1997-07-08
S63 Uniform Securities Agent State Law Examination

1993-02-25

Designations

View on SEC IAPD