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Inactive

Charles Arthur Kerwood

Waller Financial Planning Group, Inc.

Naples, FL

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Current Employers
Waller Financial Planning Group, Inc.

941 Chatham Lane Suite 212, Columbus, OH 43221 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-17
  • FL RA
    APPROVED
    Since 2025-03-17

Branch Locations

801 Laurel Oak Drive Suite 710, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waller Financial Planning Group, Inc. Columbus OH 12/2008 Present
Previous Registrations
  • 1996-06-18 → 2012-04-16
    Waller Financial Planning Group Inc
    Naples, FL
    Naples, FL
    Columbus, OH
  • 2012-01-19 → 2012-03-09
    Lpl Financial Llc
    Columbus, OH
    Columbus, OH
    San Diego, CA
    Naples, FL
  • 1999-08-19 → 2008-11-26
    Osaic Wealth, Inc.
    Columbus, OH
    Columbus, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-11-29
  • S63 Uniform Securities Agent State Law Examination
    1993-11-29
Designations
Other Names
  • Charlie Kerwood
  • Chuck Kerwood

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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