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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2003-02-19 |
| TX | RA | APPROVED_RES | 2002-06-15 |
Branch Locations
3280 Peachtree Rd Ne Ste 300, Atlanta, GA 30305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Atlanta | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 11/2016 | Present |
CHAIRMAN OF THE ENDOWMENT FUND FOR IRON CITY FISHING CLUB; NON INV RELATED; CANADA; 1-2 HRS/MO; 1-2 HRS/MO DURING TRADING.; LOAN, INV RELATED, MARIETTA, GA, START: 8/1/2021, 0 HRS/MONTH, 0 HRS DURING TRADING.; LOAN, INV RELATED, MARIETTA, GA, START: 10/26/2021, 0 HRS/MONTH, 0 HRS DURING TRADING. ST. JAMES UNITED METHODIST CHURCH; INV RELATED; ATLANTA,FL; CHURCH; FINANCE COMMITTEE MEMBER; START DATE: 01/16/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-23 |
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