Roger Howard Weller

Current Employers

Jr Snell Capital Management, Llc

Carefree, AZ • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-04
AZ	RA	APPROVED	2015-04-01

NY RA
APPROVED

Since 2021-04-04
AZ RA
APPROVED

Since 2015-04-01

Branch Locations

Holley, NY • United States

Carefree, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Semi-Retired	Anthem	AZ	04/2014	Present
Jr Snell Capital Management, Llc,	Churchville	NY	04/2015	Present
United Health Care	Churchville	NY	10/2015	Present

04/2014 → Present

Semi-Retired

Anthem, AZ
04/2015 → Present

Jr Snell Capital Management, Llc,

Churchville, NY
10/2015 → Present

United Health Care

Churchville, NY

Previous Registrations

2010-09-23 → 2011-12-01

Waddell & Reed

Peoria, AZ

Scottsdale, AZ

Other Businesses

Independent contractor for United Healthcare selling health insurance. This business is not investment-related. Active since Oct 2015. Duties are sales-oriented. Number of hours devoted during trading hours is minimal. Approximately 9 hrs/yr are devoted to this business.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-03-24
S63	Uniform Securities Agent State Law Examination	2000-03-01

S65 Uniform Investment Adviser Law Examination

2015-03-24
S63 Uniform Securities Agent State Law Examination

2000-03-01

Other Names

Roger Howard Weller
Roger Weller
Roger H Weller

View on SEC IAPD