David Bert Winston

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-08-17
TX	RA	APPROVED	2020-05-01

FL RA
APPROVED

Since 2023-08-17
TX RA
APPROVED

Since 2020-05-01

Branch Locations

Dallas, TX • United States

2520 81St Street, Lubbock, TX 79423-2226 • United States

5440 Harvest Hill Rd Suite 252, Dallas, TX 75230 • United States

Aventura, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities America, Inc.	Lubbock	TX	02/2007	05/2020
Winston Wealth Advisors	Lubbock	TX	10/1990	Present
Securities America Advisors, Inc	Lubbock	TX	02/2009	05/2020
Lpl Financial Llc	Lubbock	TX	05/2020	Present

02/2007 → 05/2020

Securities America, Inc.

Lubbock, TX
10/1990 → Present

Winston Wealth Advisors

Lubbock, TX
02/2009 → 05/2020

Securities America Advisors, Inc

Lubbock, TX
05/2020 → Present

Lpl Financial Llc

Lubbock, TX

Previous Registrations

2009-02-09 → 2020-05-01

Securities America Advisors, Inc.

Lubbock, TX
1993-07-06 → 2007-02-05

American General Securities Incorporated

Houston, TX

Lubbock, TX

Lubbock, TX

Other Businesses

1)5/1/2020- Winston Wealth Advisors-DBA for LPL Business (entity for LPL business)- Inv. Related- Lubbock, TX- 100% 2)5/1/2020-Express Legal Funding-Missouri LLC- Business Owner- provides loans for injured in a litigation proceeding waiting for their settlement funds- Non-Inv. Related - Dallas, TX- Start date 1/19/2015- 1hr/mth- 1% 3) 5/1/2020-DM & DW Properties, LLC- Real Estate Rental- Owner- Non-Inv. Related- Amarillo, TX- start date 09/07/2016- 2hrs/mth- 1% 4) 5/1/2020- Express Legal Funding LLC- Business Owner- provides loans for injured in a litigation proceeding waiting for their settlement funds- Non-Inv. Related - Dallas, TX- Start date 1/19/2015- 1hr/mth- 1% 5) 3/12/2021 - Winston Wealth Advisors, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 3/11/2021 - 0 Hours Per Month/0 Hours During Securities Trading. 6) 03/10/2025 - 2520 81st Street LLC - Not Investment Related - Real Estate Rental - At Reported Business Location(s) - Start Date:11/15/2024 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-01-23
S63	Uniform Securities Agent State Law Examination	1993-01-26

S65 Uniform Investment Adviser Law Examination

2009-01-23
S63 Uniform Securities Agent State Law Examination

1993-01-26

View on SEC IAPD